Financial institutions are faced with evolving and sophisticated methods to commit financial crimes. Accordo has expertise in designing and implementing artificial techniques to detect and prevent these criminal activities.
The SEC Rule 613 set forth a National Market System (NMS) Plan to establish and maintain a consolidated audit trail (CAT) of order, quote, execution and linkage of information in the U.S. equities and options market
MiFID II will take effect Jan 3rd, 2018 for EU firms. The impact will also be felt by U.S and non-EU firms. Learn about the fiduciary obligations and regulatory requirements for investment managers and affiliates.
Blockchain is challenging industry players to fundamentally re-engineer their processes to build a more efficient, secure and cost-effective operating model and unlock sustainable gains and long-term competitive advantage.
FINRA has increased scrutiny on member firms’ cybersecurity and enterprise risk framework. Accordo’ s publication reviews the latest news trends, regulatory actions and key considerations firms need to consider.